Ascot Underwriting Limited

Date authorised
1 April 2013
Companies House
04098461
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +4402077439600
    Web
    https://www.ascotgroup.com

  • Complaints Contact

    Ascot Underwriting Ltd
    20 Fenchurch Street
    London
    City Of London
    EC3M 3BY
    UNITED KINGDOM
    Phone
    +442077439600

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Lloyd's Syndicate Management

    For All, Rights to or interests in investments, Underwriting capacity of a Lloyd's syndicate

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Torquil Corbett Wren McLusky

    IRN TCM01040

    • CF1 Director (AR) (18 Oct 2005 to 13 Oct 2006)
  • Yvonne Mary Bernadette Costello

    IRN YMK00005

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 20 Feb 2023)
    • SMF16 Compliance Oversight (10 Dec 2018 to 7 Feb 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 7 Feb 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (14 Feb 2011 to 6 Mar 2016)
    • CF28 Systems and controls (19 May 2009 to 6 Mar 2016)
    • CF1 Director (AR) (19 May 2009 to 16 May 2019)
    • CF10 Compliance Oversight (19 May 2009 to 9 Dec 2018)
    • CF11 Money Laundering Reporting (19 May 2009 to 9 Dec 2018)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.