Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF2 Non Executive Director (AR) (since 20 Feb 2025)
    • Employed By (since 20 Feb 2025)
  • Ascot Underwriting Limited (no longer approved here)

    FRN 206658

    • SMF16 Compliance Oversight (10 Dec 2018 to 7 Feb 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Dec 2018 to 7 Feb 2019)
    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 20 Feb 2023)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • CF1 Director (14 Feb 2011 to 6 Mar 2016)
    • CF10 Compliance Oversight (19 May 2009 to 9 Dec 2018)
    • CF1 Director (AR) (19 May 2009 to 16 May 2019)
    • CF11 Money Laundering Reporting (19 May 2009 to 9 Dec 2018)
    • CF28 Systems and controls (19 May 2009 to 6 Mar 2016)
  • Ascot Insurance Services Ltd (no longer approved here)

    FRN 409860

    • (10)Employed By (19 May 2009 to 16 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ascot Insurance Services Ltd

  2. controlled function added: (10)Employed By at Ascot Insurance Services Ltd