Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Underwriting Limited
FRN 206658
- SMF9 Chair of the Governing Body (since 24 Jun 2024)
- SMF10 Chair of the Risk Committee (12 Sep 2023 to 17 Nov 2025)
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- SMF2 Chief Finance (10 Dec 2018 to 9 Dec 2021)
- SIMF2 Chief Finance Function (7 Mar 2016 to 9 Dec 2018)
- CF1 Director (9 Sep 2008 to 6 Mar 2016)
- CF10 Compliance Oversight (9 Sep 2008 to 3 Sep 2009)
- CF11 Money Laundering Reporting (9 Sep 2008 to 3 Sep 2009)
- CF28 Systems and controls (9 Sep 2008 to 6 Mar 2016)
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- CF2 Non Executive Director (31 Oct 2004 to 27 Mar 2007)
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- CF2 Non Executive Director (1 Dec 2001 to 27 Mar 2007)
- CF27 Investment Management (1 Dec 2001 to 16 Jul 2004)
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- CF2 Non Executive Director (1 Dec 2001 to 27 Mar 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.