Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Ascot Underwriting Limited
FRN 206658
- SMF18 Other Overall Responsibility (since 24 Sep 2024)
- CF1 Director (AR) (since 20 May 2019)
- SMF16 Compliance Oversight (27 Feb 2024 to 24 Sep 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (27 Feb 2024 to 24 Sep 2024)
- SMF18 Other Overall Responsibility (14 Feb 2019 to 27 Feb 2024)
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Ascot Insurance Services Ltd
FRN 409860
- (3)Employed By (since 20 May 2019)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Ascot Insurance Services Ltd
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controlled function added: (3)Employed By at Ascot Insurance Services Ltd