Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 24 Sep 2024)
    • CF1 Director (AR) (since 20 May 2019)
    • SMF16 Compliance Oversight (27 Feb 2024 to 24 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (27 Feb 2024 to 24 Sep 2024)
    • SMF18 Other Overall Responsibility (14 Feb 2019 to 27 Feb 2024)
    • (3)Employed By (since 20 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ascot Insurance Services Ltd

  2. controlled function added: (3)Employed By at Ascot Insurance Services Ltd