Homi Phiroz Rustom Mullan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Ascot Underwriting Limited (no longer approved here)

    FRN 206658

    • Director of firm who is not a certification employee or a SMF manager (3 Mar 2022 to 20 Feb 2023)
    • SMF14 Senior Independent Director (10 Dec 2018 to 4 Mar 2022)
    • SMF11 Chair of the Audit Committee (10 Dec 2018 to 4 Mar 2022)
    • SIMF11 Chair of the Audit Committee (20 Oct 2017 to 9 Dec 2018)
    • SIMF14 Senior Independent Director (7 Mar 2016 to 9 Dec 2018)
    • CF2 Non Executive Director (1 Dec 2001 to 6 Mar 2016)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)
  • J.P. Morgan Securities plc (no longer approved here)

    FRN 155240

    • CF23 Corporate Finance Adviser (1 Dec 2001 to 8 Apr 2002)
    • CF21 Investment Adviser (1 Dec 2001 to 8 Apr 2002)

Recent activity

Updates to this individual's record on the FCA register.

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