Andrew Lewis Brooks

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Society of Lloyd's (no longer approved here)

    FRN 202761

    • Director of firm who is not a certification employee or a SMF manager (1 Feb 2020 to 31 Jan 2026)
  • Ascot Underwriting Limited (no longer approved here)

    FRN 206658

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 6 Feb 2023)
    • SMF1 Chief Executive (10 Dec 2018 to 6 Feb 2023)
    • Responsible for Insurance Distribution (1 Oct 2018 to 6 Feb 2023)
    • SIMF7 Group Entity Senior Insurance Manager Function (7 Mar 2016 to 9 Dec 2018)
    • SIMF1 Chief Executive Function (7 Mar 2016 to 9 Dec 2018)
    • Responsible for Insurance Mediation (13 Nov 2008 to 30 Sep 2018)
    • CF3 Chief Executive (13 Nov 2008 to 6 Mar 2016)
    • CF8 Apportionment and Oversight (13 Nov 2008 to 6 Mar 2016)
    • CF1 Director (AR) (19 May 2008 to 6 Feb 2023)
    • CF1 Director (29 Jan 2004 to 6 Mar 2016)
  • DAVIES MGA SERVICES LIMITED (no longer approved here)

    FRN 597301

    • CF1 Director (AR) (30 Jun 2016 to 27 Jan 2017)
  • Azur Underwriting Limited (no longer approved here)

    FRN 750892

    • Employed By (30 Jun 2016 to 27 Jan 2017)
  • Ascot Insurance Services Ltd (no longer approved here)

    FRN 409860

    • (12)Employed By (19 May 2008 to 6 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Ascot Insurance Services Ltd

  2. controlled function added: (12)Employed By at Ascot Insurance Services Ltd