Sundeep Sood

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ING Bank N.V. (no longer approved here)
FRN 124940
- CF30 Customer (5 May 2010 to 2 Aug 2011)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (7 Sep 2009 to 25 Jan 2010)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF30 Customer (1 Nov 2007 to 8 Jul 2009)
- CF21 Investment Adviser (22 Nov 2006 to 31 Oct 2007)
HSBC Bank Plc (no longer approved here)
FRN 114216
- CF21 Investment Adviser (29 Aug 2003 to 4 Jul 2006)
Canadian Imperial Bank of Commerce (no longer approved here)
FRN 141285
- CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.