Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Duke Street LLP
FRN 521314
- SMF27 Partner (since 24 Mar 2021)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- CF11 Money Laundering Reporting (6 Oct 2015 to 25 Jan 2016)
- CF10a CASS Oversight function (2 Apr 2014 to 8 Dec 2019)
-
Duke Street V Limited
FRN 194782
- SMF3 Executive Director (since 9 Dec 2019)
- [FCA CF] CASS oversight function (since 9 Dec 2019)
- CF11 Money Laundering Reporting (6 Oct 2015 to 25 Jan 2016)
- CF10a CASS Oversight function (2 Apr 2014 to 8 Dec 2019)
- CF1 Director (26 Sep 2013 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.