Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 13 Jun 2025)
    • [FCA CF] Significant management (since 13 Jun 2025)
    • [FCA CF] Manager of certification employee (since 13 Jun 2025)
    • [FCA CF] Significant management (since 13 Jun 2025)
    • [FCA CF] Significant management (since 13 Jun 2025)
    • [FCA CF] Manager of certification employee (since 13 Jun 2025)
  • The Prudential Assurance Company Limited (no longer approved here)

    FRN 139793

    • SMF7 Group Entity Senior Manager (10 Dec 2018 to 21 Oct 2019)
    • SIMF7 Group Entity Senior Insurance Manager Function (1 Mar 2018 to 9 Dec 2018)
    • CF28 Systems and controls (22 Dec 2010 to 31 Dec 2015)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • SMF11 Chair of the Audit Committee (31 Jul 2018 to 23 Jul 2020)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • CF1 Director (1 Mar 2018 to 21 Oct 2019)
    • CF28 Systems and controls (5 Jan 2011 to 31 Dec 2015)
  • Investment Funds Direct Limited (no longer approved here)

    FRN 114432

    • CF15 Internal Audit (17 Mar 2003 to 31 Aug 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.