Stuart Edwin Oakley

Last updated
1 week ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Eisler Capital (UK) Ltd (no longer approved here)

    FRN 709654

    • [FCA CF] Material risk taker (2 May 2023 to 8 May 2025)
    • [FCA CF] Client dealing (19 May 2022 to 8 May 2025)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Material risk taker (14 Jul 2021 to 22 Apr 2022)
    • [FCA CF] Client dealing (8 Jan 2019 to 1 Apr 2019)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Client dealing (15 Jun 2020 to 22 Apr 2022)
    • [FCA CF] Material risk taker (15 Jun 2020 to 22 Apr 2022)
    • CF30 Customer (8 Sep 2014 to 6 Mar 2016)
  • Barclays Capital Securities Limited (no longer approved here)

    FRN 124431

    • CF30 Customer (1 Nov 2007 to 8 Dec 2008)
    • CF21 Investment Adviser (22 Sep 2003 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (21 Sep 2002 to 9 Sep 2003)
    • CF26 Customer Trading (1 Dec 2001 to 21 Sep 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.