Stewart Livingston

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SANTANDER INSURANCE SERVICES UK LIMITED

    FRN 467168

    • Director of firm who is not a certification employee or a SMF manager (since 22 Feb 2022)
  • Santander ISA Managers Limited

    FRN 171448

    • Director of firm who is not a certification employee or a SMF manager (since 21 Feb 2022)
  • Santander UK Plc

    FRN 106054

    • [FCA CF] Significant management (since 7 Mar 2016)
    • [PRA CF] Managing a material risk taker (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
    • [FCA CF] Manager of certification employee (since 7 Mar 2016)
    • [FCA CF] Material risk taker (since 7 Mar 2016)
    • CF28 Systems and controls (17 Jun 2014 to 6 Mar 2016)
  • Cater Allen Limited (no longer approved here)

    FRN 178737

    • [FCA CF] Significant management (13 Nov 2023 to 4 Nov 2024)
  • Santander Financial Services plc (no longer approved here)

    FRN 146003

    • [FCA CF] Manager of certification employee (7 Mar 2016 to 14 Dec 2020)
    • [FCA CF] Significant management (7 Mar 2016 to 14 Dec 2020)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF28 Systems and controls (3 Jan 2008 to 23 Apr 2009)
    • CF10 Compliance Oversight (3 Jan 2008 to 23 Apr 2009)

Recent activity

Updates to this individual's record on the FCA register.

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