Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 2 Dec 2025)
- CF2 Non Executive Director (26 Nov 2019 to 8 Dec 2019)
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- SMF10 Chair of the Risk Committee (12 Jul 2016 to 4 Jan 2022)
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- CF28 Systems and controls (29 May 2012 to 29 Nov 2013)
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- CF28 Systems and controls (14 Oct 2009 to 2 Nov 2009)
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- CF28 Systems and controls (16 Jan 2009 to 29 Nov 2013)
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- CF28 Systems and controls (16 Jan 2009 to 29 Nov 2013)
- CF29 Significant management (1 Nov 2007 to 11 May 2009)
- CF19 Significant Mgt (Financial Resources) (17 Aug 2006 to 31 Oct 2007)
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- CF2 Non Executive Director (17 Dec 2007 to 11 Feb 2010)
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- CF1 Director (17 Aug 2006 to 11 May 2009)
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- CF1 Director (17 Aug 2006 to 11 May 2009)
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- CF19 Significant Mgt (Financial Resources) (17 Aug 2006 to 17 Sep 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.