Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TUTMAN FUND SOLUTIONS LIMITED (no longer approved here)

    FRN 122401

    • [FCA CF] Material risk taker (1 Oct 2024 to 30 Jun 2025)
    • [FCA CF] Significant management (19 May 2022 to 30 Jun 2025)
    • [FCA CF] Manager of certification employee (19 May 2022 to 30 Jun 2025)
  • HOWDEN FS LIMITED (no longer approved here)

    FRN 180563

    • [FCA CF] Material risk taker (1 Oct 2024 to 1 Apr 2026)
    • [FCA CF] Significant management (19 May 2022 to 1 Apr 2026)
  • S&W Partners Corporate Finance Limited (no longer approved here)

    FRN 216729

    • [FCA CF] Material risk taker (1 Oct 2024 to 8 Dec 2024)
    • [FCA CF] Significant management (19 May 2022 to 8 Dec 2024)
  • EFG Private Bank Limited (no longer approved here)

    FRN 144036

    • SMF16 Compliance Oversight (19 Nov 2020 to 15 Apr 2021)
  • RBS Collective Investment Funds Limited (no longer approved here)

    FRN 122139

    • CF10 Compliance Oversight (9 Jun 2015 to 13 Sep 2017)

Recent activity

Updates to this individual's record on the FCA register.

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