Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bregal Capital LLP (no longer approved here)

    FRN 208036

    • SMF1 Chief Executive (1 Mar 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (9 May 2013 to 8 Dec 2019)
  • Bregal Investments LLP (no longer approved here)

    FRN 450394

    • SMF1 Chief Executive (1 Mar 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2024)
    • CF30 Customer (8 May 2013 to 8 Dec 2019)
  • Bregal Milestone LLP (no longer approved here)

    FRN 810979

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.