Bregal Investments LLP

• Principal Place of Business

  Bregal Investments

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402076479407

  Web

  https://www.bregal.com

• Complaints Contact

  Bregal Investments

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +442074081663

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• . Bregal Capital (LP) Ltd

  IRN XXB01121

  • SMF27 Partner (since 20 Dec 2024)
• . Bregal Investments London Limited

  IRN XXB01031

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (12 Apr 2006 to 8 Dec 2019)
• Agustin Silvani

  IRN AXS05279

  • [FCA CF] Client dealing (since 1 Sep 2024)
• Alain Carrier

  IRN AXC00663

  • SMF1 Chief Executive (1 Jan 2022 to 1 Jan 2025)
  • [FCA CF] Client dealing (25 Nov 2021 to 1 Jan 2025)
• Alvar De Wolff

  IRN AXD00484

  • [FCA CF] Client dealing (since 1 Sep 2024)
• Bernard Anthony Brenninkmeijer

  IRN BAB01083

  • CF30 Customer (17 Nov 2011 to 20 Jan 2014)
  • CF4 Partner (2 Aug 2011 to 20 Jan 2014)
• Carina Harrison

  IRN CXH00731

  • [FCA CF] Client dealing (since 1 Jan 2024)
• Conor Paur

  IRN CXP00742

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
  • SMF16 Compliance Oversight (since 25 Jul 2025)
• Dwight Nicholas Cupit

  IRN DXC01499

  • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
  • SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2020)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2024)
  • CF10 Compliance Oversight (28 Sep 2015 to 8 Dec 2019)
  • CF28 Systems and controls (28 Sep 2015 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (28 Sep 2015 to 8 Dec 2019)
• Edwin Jonathan Pugh-Smith

  IRN EXP25170

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2025)
  • SMF16 Compliance Oversight (since 26 Feb 2020)

• Bregal Milestone LLP (no longer appointed)

  FRN 806863 · Appointed 18 Apr 2018 · Until 31 Jul 2018

• Bregal Freshstream LLP (no longer appointed)

  FRN 717501 · Appointed 18 Sep 2015 · Until 2 Feb 2016

No changes recorded yet.