Bregal Investments LLP

• Principal Place of Business

  Bregal Investments

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +4402076479407

  Web

  https://www.bregal.com

• Complaints Contact

  Bregal Investments

  20 Air Street

  London

  Westminster

  W1B 5AN

  UNITED KINGDOM

  Phone

  +442074081663

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Edwin Theo Niers

  IRN ETN01003

  • CF10 Compliance Oversight (28 Apr 2014 to 1 Sep 2015)
  • CF11 Money Laundering Reporting (28 Apr 2014 to 1 Sep 2015)
  • CF28 Systems and controls (1 Nov 2007 to 1 Sep 2015)
  • CF13 Finance (1 Jun 2006 to 31 Oct 2007)
• Florian Georg Schick

  IRN FXS00086

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2024)
• Giselle May Machado Bright Cobra

  IRN GXM00353

  • [FCA CF] Client dealing (since 1 Jan 2020)
• Jan-Daniel Neumann

  IRN JXN00090

  • [FCA CF] Client dealing (9 Dec 2019 to 1 Sep 2024)
• Jens Markus Brenninkmeyer

  IRN JXB04218

  • SMF1 Chief Executive (since 1 Feb 2026)
• Johannes Leonardus Faber

  IRN JXF00309

  • [FCA CF] Client dealing (since 9 Dec 2019)
• Johannes Leonardus Thomas Faber

  IRN JLF01069

  • CF30 Customer (24 Nov 2011 to 8 Dec 2019)
• Louis Ignatz Maria Brenninkmeijer

  IRN LIB00002

  • CF30 Customer (16 Nov 2011 to 20 Jan 2014)
  • CF3 Chief Executive (1 Jun 2006 to 20 Jan 2014)
  • CF11 Money Laundering Reporting (1 Jun 2006 to 11 Mar 2011)
  • CF4 Partner (1 Jun 2006 to 20 Jan 2014)
  • CF8 Apportionment and Oversight (1 Jun 2006 to 31 Mar 2009)
  • CF10 Compliance Oversight (1 Jun 2006 to 11 Mar 2011)
• Philipp Struth

  IRN PXS00612

  • [FCA CF] Client dealing (2 Jan 2023 to 30 Nov 2024)
• Quentin van Doosselaere

  IRN QXV00003

  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)

• Bregal Milestone LLP (no longer appointed)

  FRN 806863 · Appointed 18 Apr 2018 · Until 31 Jul 2018

• Bregal Freshstream LLP (no longer appointed)

  FRN 717501 · Appointed 18 Sep 2015 · Until 2 Feb 2016

No changes recorded yet.