Bregal Investments LLP

Date authorised
1 April 2013
Companies House
OC318320
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bregal Investments
    20 Air Street
    London
    Westminster
    W1B 5AN
    UNITED KINGDOM
    Phone
    +4402076479407
    Web
    https://www.bregal.com

  • Complaints Contact

    Bregal Investments
    20 Air Street
    London
    Westminster
    W1B 5AN
    UNITED KINGDOM
    Phone
    +442074081663

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Steven Davis Black

    IRN SDB01159

    • SMF1 Chief Executive (1 Mar 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2024)
    • CF30 Customer (8 May 2013 to 8 Dec 2019)
  • Valentina Pippolo

    IRN VXP00109

    • [FCA CF] Client dealing (22 Apr 2022 to 9 Sep 2024)
  • Wolter Rudolf Josef Maria Brenninkmeijer

    IRN WRB01035

    • CF30 Customer (17 Nov 2011 to 8 Dec 2019)
    • CF10 Compliance Oversight (29 Mar 2011 to 3 Apr 2014)
    • CF11 Money Laundering Reporting (29 Mar 2011 to 3 Apr 2014)
    • CF4 Partner (1 Feb 2009 to 1 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.