Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF30 Customer (17 Nov 2011 to 8 Dec 2019)
- CF10 Compliance Oversight (29 Mar 2011 to 3 Apr 2014)
- CF11 Money Laundering Reporting (29 Mar 2011 to 3 Apr 2014)
- CF4 Partner (1 Feb 2009 to 1 Dec 2019)
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- CF30 Customer (18 Mar 2011 to 1 Feb 2013)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.