Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bregal Investments LLP (no longer approved here)

    FRN 450394

    • CF30 Customer (16 Nov 2011 to 20 Jan 2014)
    • CF11 Money Laundering Reporting (1 Jun 2006 to 11 Mar 2011)
    • CF4 Partner (1 Jun 2006 to 20 Jan 2014)
    • CF8 Apportionment and Oversight (1 Jun 2006 to 31 Mar 2009)
    • CF3 Chief Executive (1 Jun 2006 to 20 Jan 2014)
    • CF10 Compliance Oversight (1 Jun 2006 to 11 Mar 2011)
  • Bregal Capital LLP (no longer approved here)

    FRN 208036

    • CF30 Customer (19 Nov 2009 to 11 Oct 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.