Dwight Nicholas Cupit

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Bregal Capital LLP (no longer approved here)

    FRN 208036

    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2024)
    • SMF27 Partner (9 Dec 2019 to 13 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
    • CF10a CASS Oversight function (1 Oct 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (26 Jul 2010 to 8 Dec 2019)
    • CF10 Compliance Oversight (23 Mar 2010 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF4 Partner (15 Jul 2004 to 8 Dec 2019)
    • CF13 Finance (12 Jun 2002 to 31 Oct 2007)
  • Bregal Investments LLP (no longer approved here)

    FRN 450394

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
    • CF28 Systems and controls (28 Sep 2015 to 8 Dec 2019)
    • CF10 Compliance Oversight (28 Sep 2015 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (28 Sep 2015 to 8 Dec 2019)
  • Bregal Milestone LLP (no longer approved here)

    FRN 810979

    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
    • SMF27 Partner (9 Dec 2019 to 13 Sep 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2020)
    • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2018 to 8 Dec 2019)
    • CF4 Partner (1 Aug 2018 to 8 Dec 2019)
    • CF28 Systems and controls (1 Aug 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.