Date authorised
1 August 2018
Companies House
OC421575
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Bregal Investments
    20 Air Street
    London
    Westminster
    W1B 5AN
    UNITED KINGDOM
    Phone
    +12127045306
  • Complaints Contact

    20 Air Street
    5th Floor
    London
    W1B 5AN
    UNITED KINGDOM
    Phone
    +12127045306

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Bregal Capital (LP) Ltd

    IRN XXB01121

    • SMF27 Partner (since 20 Dec 2024)
  • . Bregal Investments London Limited

    IRN XXB01031

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (1 Aug 2018 to 8 Dec 2019)
  • Alain Carrier

    IRN AXC00663

    • [FCA CF] Client dealing (25 Nov 2021 to 1 Jan 2025)
  • Alvar De Wolff

    IRN AXD00484

    • [FCA CF] Client dealing (22 Oct 2021 to 1 Dec 2023)
  • Conor Paur

    IRN CXP00742

    • SMF16 Compliance Oversight (since 25 Jul 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 25 Jul 2025)
  • Cyrus Evan Shey

    IRN CES01110

    • SMF27 Partner (since 1 May 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Dwight Nicholas Cupit

    IRN DXC01499

    • SMF27 Partner (9 Dec 2019 to 13 Sep 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 13 Sep 2024)
    • SMF16 Compliance Oversight (9 Dec 2019 to 26 Feb 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 13 Sep 2024)
    • CF28 Systems and controls (1 Aug 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (1 Aug 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Aug 2018 to 8 Dec 2019)
    • CF4 Partner (1 Aug 2018 to 8 Dec 2019)
  • Edwin Jonathan Pugh-Smith

    IRN EXP25170

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Jan 2025)
    • SMF16 Compliance Oversight (since 26 Feb 2020)
  • Jan Bruennler

    IRN JXB02353

    • SMF27 Partner (since 17 Mar 2020)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (1 Aug 2018 to 8 Dec 2019)
  • Jens Markus Brenninkmeyer

    IRN JXB04218

    • SMF1 Chief Executive (since 1 Feb 2026)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.