Stephen Timothy Preston Norcross

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Dowgate Capital Limited (no longer approved here)

    FRN 146274

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2026)
    • CF30 Customer (4 Mar 2019 to 8 Dec 2019)
  • Cavendish Capital Markets Limited (no longer approved here)

    FRN 467766

    • CF30 Customer (1 Nov 2007 to 11 Oct 2018)
    • CF21 Investment Adviser (31 Jul 2007 to 31 Oct 2007)
  • J.M. FINN & CO.LTD (no longer approved here)

    FRN 450754

    • CF21 Investment Adviser (30 Jun 2006 to 31 Jul 2007)
  • Marechale Capital PLC (no longer approved here)

    FRN 190270

    • CF21 Investment Adviser (25 Jul 2005 to 4 Apr 2006)
    • CF23 Corporate Finance Adviser (24 Mar 2005 to 4 Apr 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.