Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Teachers Assurance Company Limited (no longer approved here)

    FRN 202569

    • SIMF4 Chief Risk Function (13 Jul 2016 to 31 Dec 2017)
  • Liverpool Victoria Financial Services Limited (no longer approved here)

    FRN 110035

    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Dec 2017)
    • CF28 Systems and controls (25 Oct 2011 to 6 Mar 2016)
  • Liverpool Victoria Life Company Limited (no longer approved here)

    FRN 110423

    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Dec 2017)
    • CF1 Director (25 Oct 2011 to 6 Mar 2016)
    • CF28 Systems and controls (25 Oct 2011 to 6 Mar 2016)
    • CF29 Significant management (28 Jan 2011 to 21 Sep 2011)
  • Liverpool Victoria Insurance Company Limited (no longer approved here)

    FRN 202965

    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Dec 2017)
    • CF1 Director (25 Oct 2011 to 6 Mar 2016)
    • CF28 Systems and controls (25 Oct 2011 to 6 Mar 2016)
  • Highway Insurance Company Limited (no longer approved here)

    FRN 202972

    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Dec 2017)
    • CF1 Director (25 Oct 2011 to 6 Mar 2016)
    • CF28 Systems and controls (25 Oct 2011 to 6 Mar 2016)
  • LV Protection Limited (no longer approved here)

    FRN 611223

    • SIMF4 Chief Risk Function (7 Mar 2016 to 31 Dec 2017)
    • CF28 Systems and controls (4 Sep 2014 to 6 Mar 2016)
    • CF1 Director (4 Sep 2014 to 6 Mar 2016)
  • Liverpool Victoria Financial Advice Services Limited (no longer approved here)

    FRN 186890

    • CF1 Director (14 Nov 2011 to 31 Dec 2017)
    • CF28 Systems and controls (25 Oct 2011 to 31 Dec 2017)
    • CF29 Significant management (28 Jan 2011 to 21 Sep 2011)
  • LV Equity Release Limited (no longer approved here)

    FRN 306287

    • CF29 Significant management (28 Jan 2011 to 21 Sep 2011)
    • CF28 Systems and controls (1 Nov 2007 to 16 Jan 2009)
    • CF15 Internal Audit (28 Jun 2006 to 14 Dec 2006)
    • CF13 Finance (1 Jan 2005 to 31 Oct 2007)
    • CF1 Director (31 Oct 2004 to 15 Dec 2010)
  • Namulas Pension Trustees Limited (no longer approved here)

    FRN 463426

    • CF1 Director (10 Apr 2007 to 31 Dec 2007)

Recent activity

Updates to this individual's record on the FCA register.

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