Stephen Perkins

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

LEABOLD FINANCIAL MANAGEMENT LIMITED (no longer approved here)
FRN 402291
- [FCA CF] Functions requiring qualifications (5 Dec 2023 to 19 Apr 2024)
- [FCA CF] Client dealing (30 Nov 2023 to 19 Apr 2024)
Pension Works Limited (no longer approved here)
FRN 739922
- [FCA CF] Functions requiring qualifications (1 Sep 2021 to 25 Nov 2022)
St. James's Place Wealth Management Plc (no longer approved here)
FRN 195351
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
- CF30 Customer (17 Jan 2018 to 31 Mar 2021)
Millfield Wealth Management Ltd (no longer approved here)
FRN 769590
- (3)Employed By (17 Jan 2018 to 31 Mar 2021)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.