Stephen Paul Jones

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Jones Financial (Norwich) Limited (no longer approved here)

    FRN 660094

    • [FCA CF] Client dealing (27 Oct 2020 to 1 Sep 2023)
    • [FCA CF] Functions requiring qualifications (27 Oct 2020 to 1 Sep 2023)
    • CF30 Customer (30 Oct 2019 to 8 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF1 Director (AR) (17 Jul 2019 to 30 Aug 2019)
    • CF30 Customer (17 Jul 2019 to 30 Aug 2019)
  • Espiene Ltd (no longer approved here)

    FRN 413974

    • CF21 Investment Adviser (23 May 2005 to 29 Dec 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.