Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Stellar Asset Management Limited
FRN 474710
- 14. Managing investments
- [FCA CF] Client dealing (since 1 Mar 2023)
- [FCA CF] Material risk taker (since 1 Mar 2023)
- [FCA CF] Significant management (since 1 Mar 2023)
- [FCA CF] Functions requiring qualifications (since 7 Sep 2020)
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- CF30 Customer (1 Nov 2007 to 8 Dec 2019)
- CF21 Investment Adviser (11 Jun 2003 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.