Stellar Asset Management Limited

Date authorised
1 April 2013
Companies House
06381679
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    c/o OREGA MANAGEMENT LTD
    UNITY BUILDING
    20 Chapel Street
    Liverpool
    L3 9AG
    UNITED KINGDOM
    Phone
    +442031953500
    Web
    https://www.stellar-am.com

  • Complaints Contact

    c/o OREGA MANAGEMENT LTD
    UNITY BUILDING
    20 Chapel St
    Liverpool
    L3 9AG
    UNITED KINGDOM
    Phone
    +442031953500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Runs Investment Funds

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Andrew Philip Watson

    IRN APW01071

    • CF1 Director (19 Oct 2017 to 31 Oct 2018)
    • CF30 Customer (19 Oct 2017 to 31 Oct 2018)
  • Christopher Douglas Francis Mills

    IRN CXM01376

    • CF1 Director (16 Oct 2018 to 30 Sep 2019)
  • Claire Taylor

    IRN CXT21732

    • SMF3 Executive Director (since 24 Dec 2019)
  • Craig Vivian Reader

    IRN CVR01003

    • SMF9 Chair of the Governing Body (since 7 May 2020)
    • SMF3 Executive Director (9 Dec 2019 to 7 May 2020)
    • CF30 Customer (20 Feb 2008 to 8 Dec 2019)
    • CF1 Director (20 Feb 2008 to 8 Dec 2019)
  • Daryl Hine

    IRN DXH21730

    • SMF3 Executive Director (10 Jan 2020 to 30 Nov 2024)
  • Gordon Andrew Pugh

    IRN GAP01064

    • CF1 Director (12 Mar 2008 to 23 Mar 2015)
  • Jonathan Mark Gain

    IRN JMG01091

    • 14. Managing investments
    • [FCA CF] Client dealing (since 12 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 12 Feb 2024)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (1 Oct 2018 to 21 Jun 2023)
    • Responsible for Insurance Mediation (29 Jun 2018 to 30 Sep 2018)
    • CF11 Money Laundering Reporting (20 Feb 2008 to 8 Dec 2019)
    • CF10 Compliance Oversight (20 Feb 2008 to 8 Dec 2019)
    • CF1 Director (20 Feb 2008 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (20 Feb 2008 to 31 Mar 2009)
    • CF30 Customer (20 Feb 2008 to 8 Dec 2019)
    • CF3 Chief Executive (20 Feb 2008 to 8 Dec 2019)
  • Matthew Robert Steiner

    IRN MXS03035

    • SMF3 Executive Director (9 Dec 2019 to 4 May 2022)
    • CF1 Director (3 Nov 2011 to 8 Dec 2019)
  • Stephen Michael McKeever

    IRN SMM01153

    • CF1 Director (25 Mar 2008 to 31 Aug 2011)
  • Stephen Patrick English

    IRN SPE01031

    • 14. Managing investments
    • [FCA CF] Material risk taker (since 1 Mar 2023)
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Significant management (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 7 Sep 2020)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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