Stephen Licence

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Legal and General Assurance (Pensions Management) Limited

    FRN 202202

    • SMF5 Head of Internal Audit (since 10 Dec 2018)
    • [PRA CF] Key function holder (since 10 Dec 2018)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (15 Oct 2014 to 6 Mar 2016)
  • FAIRMEAD INSURANCE LIMITED (no longer approved here)

    FRN 202050

    • SMF5 Head of Internal Audit (10 Dec 2018 to 31 Dec 2019)
    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (15 Oct 2014 to 6 Mar 2016)
  • Suffolk Life Annuities Limited (no longer approved here)

    FRN 110468

    • SIMF5 Head of Internal Audit Function (7 Mar 2016 to 25 May 2016)
    • CF28 Systems and controls (15 Oct 2014 to 6 Mar 2016)
  • Suffolk Life Pensions Limited (no longer approved here)

    FRN 116298

    • CF28 Systems and controls (15 Oct 2014 to 25 May 2016)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF28 Systems and controls (15 Oct 2014 to 31 Dec 2016)

Recent activity

Updates to this individual's record on the FCA register.

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