Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- [FCA CF] Functions requiring qualifications (4 Apr 2024 to 6 Mar 2025)
- [FCA CF] Client dealing (4 Apr 2024 to 6 Mar 2025)
-
- [FCA CF] Client dealing (1 Mar 2022 to 23 Nov 2024)
- [FCA CF] Functions requiring qualifications (1 Mar 2022 to 23 Aug 2023)
- [FCA CF] Significant management (1 Mar 2022 to 23 Nov 2024)
- SMF9 Chair of the Governing Body (1 Jul 2020 to 31 May 2022)
- SMF3 Executive Director (1 Jul 2020 to 31 May 2022)
-
- (3)Employed By (19 Apr 2000 to 30 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.