Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • PEMBROKE FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 228341

    • [FCA CF] Functions requiring qualifications (4 Apr 2024 to 6 Mar 2025)
    • [FCA CF] Client dealing (4 Apr 2024 to 6 Mar 2025)
  • Pier Investment Management Limited (no longer approved here)

    FRN 846470

    • [FCA CF] Client dealing (1 Mar 2022 to 23 Nov 2024)
    • [FCA CF] Functions requiring qualifications (1 Mar 2022 to 23 Aug 2023)
    • [FCA CF] Significant management (1 Mar 2022 to 23 Nov 2024)
    • SMF9 Chair of the Governing Body (1 Jul 2020 to 31 May 2022)
    • SMF3 Executive Director (1 Jul 2020 to 31 May 2022)
  • H B Independent Ltd (K340) (no longer approved here)

    FRN 178904

    • (3)Employed By (19 Apr 2000 to 30 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.