Stephen Hudson

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (20 Jul 2019 to 8 Dec 2019)
  • WFI Financial LLP (no longer approved here)

    FRN 587586

    • Employed By (10 Apr 2014 to 21 Jan 2021)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (28 Jun 2013 to 25 Feb 2014)
  • Chapter Wealth Management Ltd (no longer approved here)

    FRN 542087

    • Employed By (28 Jun 2013 to 25 Feb 2014)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (12 Apr 2011 to 17 May 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.