Stephen Forder Pond

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Aviva Wrap UK Limited (no longer approved here)
FRN 231530
- [FCA CF] Significant management (1 Jan 2020 to 3 May 2021)
Aviva Equity Release UK Limited (no longer approved here)
FRN 310433
- [FCA CF] Significant management (1 Jan 2020 to 3 May 2021)
Aviva Pension Trustees UK Limited (no longer approved here)
FRN 465132
- [FCA CF] Significant management (1 Jan 2020 to 3 May 2021)
Aviva Investment Solutions UK Limited (no longer approved here)
FRN 515334
- [FCA CF] Significant management (1 Jan 2020 to 3 May 2021)
Aviva International Insurance Limited (no longer approved here)
FRN 202082
- CF28 Systems and controls (21 Mar 2011 to 1 Mar 2013)
RAC Insurance Limited (no longer approved here)
FRN 202737
- CF28 Systems and controls (21 Mar 2011 to 30 Sep 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.