Stephen Daryl Ozin

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EPIRIS LLP (no longer approved here)

    FRN 765089

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2022)
    • SMF27 Partner (9 Dec 2019 to 31 Mar 2022)
    • SMF16 Compliance Oversight (9 Dec 2019 to 31 Mar 2022)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 31 Mar 2022)
    • CF30 Customer (7 Apr 2017 to 8 Dec 2019)
    • CF10 Compliance Oversight (7 Apr 2017 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (7 Apr 2017 to 8 Dec 2019)
    • CF4 Partner (7 Apr 2017 to 8 Dec 2019)
  • Kanadevia Inova Capital Ltd (no longer approved here)

    FRN 121887

    • CF30 Customer (1 Nov 2007 to 3 Nov 2009)
    • CF27 Investment Management (17 Jul 2006 to 31 Oct 2007)
    • CF1 Director (7 Mar 2006 to 15 Feb 2008)
    • CF8 Apportionment and Oversight (17 Aug 2005 to 10 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.