Stephen Cook

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LONSDALE SERVICES LIMITED

    FRN 225488

    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 6 Dec 2016)
    • [FCA CF] Manager of certification employee (1 Jan 2020 to 21 Oct 2022)
    • [FCA CF] Functions requiring qualifications (1 Jan 2020 to 21 Oct 2022)
    • [FCA CF] Client dealing (1 Jan 2020 to 21 Oct 2022)
    • CF1 Director (26 Jan 2009 to 8 Dec 2019)
    • CF30 Customer (26 Jan 2009 to 1 Jan 2013)
  • Caliber Financial Associates Limited (no longer approved here)

    FRN 211875

    • CF30 Customer (1 Nov 2007 to 27 Dec 2008)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF1 Director (AR) (1 Dec 2006 to 27 Dec 2008)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF1 Director (AR) (12 Jul 2005 to 30 Nov 2006)
    • CF21 Investment Adviser (1 Dec 2001 to 30 Nov 2006)
  • G H MacDonald Pensions & Financial Services Limited (no longer approved here)

    FRN 180942

    • Employed By (16 Sep 1999 to 27 Dec 2008)

Recent activity

Updates to this individual's record on the FCA register.

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