Stephen Anthony Young

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Masterplan Financial Ltd

    FRN 746267

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 15 Dec 2022)
    • SMF3 Executive Director (since 15 Dec 2022)
    • Responsibility for MCD Intermediation (since 15 Dec 2022)
    • [FCA CF] Client dealing (since 1 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2022)
  • Succession Financial Management Limited (no longer approved here)

    FRN 225831

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 7 Jul 2021)
    • CF30 Customer (14 Nov 2016 to 8 Dec 2019)
  • SUCCESSION WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 588378

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Oct 2022)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Oct 2022)
    • CF30 Customer (14 Nov 2016 to 8 Dec 2019)
  • Pi Financial Ltd (no longer approved here)

    FRN 186419

    • CF30 Customer (9 Jan 2017 to 17 Jan 2017)
    • CF1 Director (AR) (9 Jan 2017 to 17 Jan 2017)
  • Young & Co Wealth Management Ltd (no longer approved here)

    FRN 746596

    • Employed By (9 Jan 2017 to 17 Jan 2017)
  • Aegis Financial Planning Limited (no longer approved here)

    FRN 624298

    • CF30 Customer (8 Apr 2015 to 7 Apr 2017)
  • Demontfort Financial Advisers LLP (no longer approved here)

    FRN 452221

    • Employed By (30 Mar 2015 to 7 Apr 2017)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (1 Nov 2007 to 23 Sep 2013)
    • CF21 Investment Adviser (6 Dec 2005 to 31 Oct 2007)
    • CF7 Sole Trader (AR) (2 Sep 2005 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (2 Sep 2005 to 6 Dec 2005)
  • Taylor Cartlidge & Co Ltd (no longer approved here)

    FRN 459211

    • Employed By (3 Apr 2007 to 23 Sep 2013)
  • Young Associates (no longer approved here)

    FRN 222962

    • Employed By (6 Mar 2003 to 8 Dec 2019)

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