Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Santander ISA Managers Limited
FRN 171448
- SMF9 Chair of the Governing Body (since 4 Oct 2024)
- Director of firm who is not a certification employee or a SMF manager (7 Dec 2021 to 4 Oct 2024)
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Cater Allen Limited
FRN 178737
- SMF2 Chief Finance (since 27 Sep 2023)
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Santander UK Plc
FRN 106054
- [FCA CF] Manager of certification employee (since 28 Jan 2022)
- [PRA CF] Managing a material risk taker (since 28 Jan 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 5 Mar 2018)
- [FCA CF] Significant management (since 5 Mar 2018)
- [FCA CF] Material risk taker (since 5 Mar 2018)
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- [FCA CF] Significant management (5 Mar 2018 to 15 Jul 2020)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.