Stefan John Hamill

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Numis Securities Limited (no longer approved here)
FRN 144822
- [FCA CF] Client dealing (9 Dec 2019 to 25 Aug 2022)
- CF30 Customer (14 Jan 2016 to 8 Dec 2019)
Peel Hunt LLP (no longer approved here)
FRN 530083
- CF30 Customer (14 Jan 2011 to 13 Oct 2015)
Haitong International (UK) Limited (no longer approved here)
FRN 196482
- CF30 Customer (8 Feb 2010 to 8 Oct 2010)
New Street Research LLP (no longer approved here)
FRN 225092
- CF21 Investment Adviser (27 Jan 2004 to 30 Apr 2004)
Clear Capital Limited (no longer approved here)
FRN 231134
- Employed By (27 Jan 2004 to 30 Apr 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.