Siobhan Thomas

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MULBERRY WEALTH CLIENT SERVICES LIMITED

    FRN 197003

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 8 Oct 2021)
    • [FCA CF] Client dealing (since 8 Oct 2021)
  • Mulberry Wealth Management Limited

    FRN 499351

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 1 Mar 2021)
    • [FCA CF] Functions requiring qualifications (since 1 Mar 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 15 Mar 2021)
    • CF30 Customer (12 Mar 2019 to 15 Mar 2021)
  • Romilly Park Wealth Management Ltd (no longer approved here)

    FRN 835318

    • (3)Employed By (12 Mar 2019 to 15 Mar 2021)
  • West Wales Financial Services Ltd (no longer approved here)

    FRN 225021

    • Employed By (22 Mar 2012 to 15 Mar 2021)
  • Obsidian Financial Limited (no longer approved here)

    FRN 509756

    • CF30 Customer (4 Aug 2010 to 1 May 2012)
  • HCF PARTNERSHIP LIMITED (no longer approved here)

    FRN 500654

    • CF30 Customer (24 May 2010 to 4 Aug 2010)
  • Honister Partners Ltd (no longer approved here)

    FRN 502699

    • Employed By (23 Jun 2009 to 31 Aug 2010)

Recent activity

Updates to this individual's record on the FCA register.

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