Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Apex Group Fiduciary Services (UK) Limited
FRN 448301
- SMF16 Compliance Oversight (since 14 Jun 2023)
- SMF17 Money Laundering Reporting Officer (MLRO) (14 Jun 2023 to 11 Jan 2024)
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- SMF17 Money Laundering Reporting Officer (MLRO) (5 Apr 2023 to 11 Jan 2024)
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- CF10 Compliance Oversight (13 Aug 2012 to 11 Jul 2014)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.