Apex Depositary (UK) Limited

• Principal Place of Business

  Apex Depositary (UK) Ltd

  4th Floor, 140 Aldersgate Street

  London

  EC1A 4HY

  UNITED KINGDOM

  Phone

  +442077980955

  Web

  https://www.apexgroup.com

• Complaints Contact

  Apex Depositary (UK) Ltd

  4th Floor, 140 Aldersgate Street

  London

  EC1A 4HY

  UNITED KINGDOM

  Phone

  +442077980955

• Retail Fund Guardian

• Specialist Fund Guardian

• Private Fund Guardian

• Authorised to Operate

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian David Edmund Gardner

  IRN ADG01054

  • CF1 Director (4 Jan 2017 to 4 Feb 2019)
• Alison McCartney

  IRN AXM03932

  • CF10 Compliance Oversight (22 May 2015 to 3 Sep 2019)
• Alyson Irene Yule

  IRN AIY01000

  • [FCA CF] CASS oversight function (since 17 Nov 2025)
  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Jun 2021)
  • CF10a CASS Oversight function (15 Aug 2017 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (3 Jan 2017 to 21 Aug 2017)
  • CF1 Director (3 Jan 2017 to 8 Dec 2019)
• Benjamin John Cook

  IRN BJC01136

  • CF1 Director (7 Jul 2014 to 21 Dec 2016)
  • CF10a CASS Oversight function (7 Jul 2014 to 21 Dec 2016)
  • CF11 Money Laundering Reporting (7 Jul 2014 to 21 Dec 2016)
  • CF10 Compliance Oversight (7 Jul 2014 to 14 Jul 2016)
• Charanjit Singh

  IRN SXC02907

  • CF11 Money Laundering Reporting (15 Aug 2017 to 5 Mar 2018)
• Christopher James Merry

  IRN CJM01354

  • CF1 Director (23 Sep 2014 to 4 Feb 2019)
• Dane Soards

  IRN DLS01080

  • [FCA CF] Material risk taker (31 Mar 2022 to 6 Oct 2022)
• David Lawton

  IRN DXL00334

  • SMF9 Chair of the Governing Body (1 Dec 2022 to 29 Mar 2024)
• Edward Sawyer

  IRN EXS00333

  • [FCA CF] Material risk taker (since 1 Sep 2023)
• Gavin James Hayman

  IRN GJH01181

  • CF1 Director (6 Jan 2015 to 24 Nov 2016)

No changes recorded yet.