Simon Peter Barrington

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Vertical Research Partners UK Limited (no longer approved here)

    FRN 826314

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Mar 2020)
    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2020)
    • CF30 Customer (3 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 May 2019 to 8 Dec 2019)
    • CF1 Director (3 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 May 2019 to 8 Dec 2019)
  • Macquarie Capital (Europe) Limited (no longer approved here)

    FRN 193905

    • CF30 Customer (5 Oct 2016 to 12 May 2018)
  • William Blair International, Ltd (no longer approved here)

    FRN 189068

    • CF30 Customer (1 Nov 2007 to 2 Jul 2010)
    • CF21 Investment Adviser (4 May 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.