Vertical Research Partners UK Limited

Date authorised
2 May 2019
Companies House
10335383
Last scraped
1 week ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Birchin Court
    5th Floor
    19-25 Birchin Lane
    London
    EC3V 9DU
    UNITED KINGDOM
    Phone
    +442074044140
    Web
    https://www.verticalresearchpartners.com

  • Complaints Contact

    Six Landmark Square, Suite 720
    Stamford
    Connecticut
    06901
    UNITED STATES OF AMERICA
    Phone
    +12032765671

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Rights to or interests in investments (Security), Share

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Sulpizio

    IRN DXS08563

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (3 May 2019 to 8 Dec 2019)
  • Jeffrey Todd

    IRN JXT08527

    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF3 Chief Executive (3 May 2019 to 8 Dec 2019)
    • CF1 Director (3 May 2019 to 8 Dec 2019)
  • Robert Alan Stallard

    IRN RAS01174

    • [FCA CF] Client dealing (since 27 Apr 2021)
    • SMF16 Compliance Oversight (since 30 Apr 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Apr 2020)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF30 Customer (3 May 2019 to 8 Dec 2019)
    • CF1 Director (3 May 2019 to 8 Dec 2019)
  • Simon Peter Barrington

    IRN SPB01087

    • SMF3 Executive Director (9 Dec 2019 to 9 Mar 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 9 Mar 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 9 Mar 2020)
    • CF1 Director (3 May 2019 to 8 Dec 2019)
    • CF10 Compliance Oversight (3 May 2019 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (3 May 2019 to 8 Dec 2019)
    • CF30 Customer (3 May 2019 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.