Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • SS&C Financial Services Europe Limited (no longer approved here)

    FRN 161227

    • CF3 Chief Executive (31 May 2016 to 3 Apr 2017)
    • CF8 Apportionment and Oversight (12 Jul 2005 to 31 Mar 2009)
    • CF1 Director (13 May 2003 to 3 Apr 2017)
  • Fundrock Partners Limited (no longer approved here)

    FRN 469278

    • CF3 Chief Executive (18 Mar 2008 to 10 Dec 2010)
    • CF8 Apportionment and Oversight (30 Oct 2007 to 31 Mar 2009)
    • CF1 Director (30 Oct 2007 to 1 Apr 2013)
  • Legal & General (Unit Trust Managers) Limited (no longer approved here)

    FRN 119273

    • CF8 Apportionment and Oversight (1 Dec 2001 to 6 May 2003)
    • CF1 Director (1 Dec 2001 to 6 May 2003)
    • CF3 Chief Executive (1 Dec 2001 to 6 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

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