Simon Martin Green

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Nomura International Plc (no longer approved here)

    FRN 124422

    • [FCA CF] Algorithmic trading (28 Jun 2023 to 9 Jul 2023)
    • [FCA CF] Manager of certification employee (10 May 2023 to 20 Sep 2024)
    • [FCA CF] Client dealing (23 Jan 2020 to 20 Sep 2024)
    • [FCA CF] Material risk taker (23 Jan 2020 to 20 Sep 2024)
  • Nomura Bank International Plc. (no longer approved here)

    FRN 204419

    • [FCA CF] Manager of certification employee (10 May 2023 to 20 Sep 2024)
    • [FCA CF] Material risk taker (16 Jan 2023 to 20 Sep 2024)
    • [FCA CF] Client dealing (16 Jan 2023 to 20 Sep 2024)
  • GSA Capital Partners LLP (no longer approved here)

    FRN 409768

    • CF30 Customer (28 Jan 2019 to 5 Dec 2019)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • CF30 Customer (16 May 2018 to 13 Dec 2018)
  • Starmark Investment Management Limited (no longer approved here)

    FRN 190249

    • CF30 Customer (6 Feb 2018 to 10 Mar 2018)
  • NatWest Markets Plc (no longer approved here)

    FRN 121882

    • CF30 Customer (1 Nov 2007 to 19 Mar 2013)
    • CF21 Investment Adviser (4 Jul 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (5 Apr 2002 to 4 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.