Simon Manwaring Robertson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Simon Robertson Associates LLP

    FRN 430728

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • CF10 Compliance Oversight (11 Apr 2014 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (11 Apr 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 Jul 2005 to 31 Oct 2007)
    • CF4 Partner (25 Jul 2005 to 8 Dec 2019)
    • CF3 Chief Executive (25 Jul 2005 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (25 Jul 2005 to 31 Oct 2007)
  • Troy Asset Management Limited (no longer approved here)

    FRN 195764

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 19 Mar 2024)
    • CF2 Non Executive Director (8 May 2012 to 8 Dec 2019)
  • Mirabella Financial Services LLP (no longer approved here)

    FRN 415559

    • CF2 Non Executive Director (AR) (25 Jan 2012 to 11 Jul 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF2 Non Executive Director (26 May 2011 to 24 Apr 2015)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.