Simon Robertson Associates LLP

• Principal Place of Business

  C/O Blick Rothenberg Ltd

  16 Great Queen Street

  Covent Garden

  London

  WC2B 5AH

  UNITED KINGDOM

  Phone

  +442073188888

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• - Schlappin Limited

  IRN XXS01031

  • SMF27 Partner (since 9 Dec 2019)
  • CF4 Partner (25 Jul 2005 to 8 Dec 2019)
• David William Morgan Rawcliffe

  IRN DWR01074

  • CF30 Customer (25 Sep 2013 to 1 Apr 2014)
• Henry Robert Fitzroy Somerset

  IRN HJS01031

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (10 May 2012 to 8 Dec 2019)
• Hugh Trenchard

  IRN VHT01005

  • CF30 Customer (12 Feb 2013 to 8 Dec 2019)
• Jeremy Ronald St Miller

  IRN JRM01102

  • CF30 Customer (5 Nov 2008 to 5 May 2009)
• Matthew John Ellis

  IRN MJE01125

  • CF30 Customer (29 Apr 2013 to 1 Apr 2014)
• Michael Marks

  IRN MXM03093

  • CF30 Customer (29 Jan 2013 to 1 Apr 2014)
• Philip Paul Apostolides

  IRN PPA01004

  • CF30 Customer (24 Jan 2013 to 1 Apr 2014)
  • CF11 Money Laundering Reporting (24 Jan 2013 to 1 Apr 2014)
  • CF10 Compliance Oversight (24 Jan 2013 to 1 Apr 2014)
• Simon Christopher Townsend Robey

  IRN SCR01034

  • CF30 Customer (30 Jan 2013 to 1 Apr 2014)
  • CF4 Partner (30 Jan 2013 to 1 Apr 2014)
  • CF3 Chief Executive (30 Jan 2013 to 1 Apr 2014)
• Simon David Warshaw

  IRN SDW01038

  • CF30 Customer (14 Nov 2013 to 1 Apr 2014)
  • CF4 Partner (14 Nov 2013 to 1 Apr 2014)

No changes recorded yet.