Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Manager of certification employee (3 Apr 2020 to 12 May 2021)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Sep 2023)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Sep 2023)
- CF2 Non Executive Director (23 Jul 2019 to 8 Dec 2019)
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- CF4 Partner (3 Sep 2009 to 16 Dec 2016)
- CF10 Compliance Oversight (3 Sep 2009 to 15 Sep 2016)
- CF11 Money Laundering Reporting (3 Sep 2009 to 15 Sep 2016)
- CF30 Customer (3 Sep 2009 to 15 Sep 2016)
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- CF30 Customer (5 Nov 2008 to 5 May 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.