Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Cavendish Securities PLC (no longer approved here)

    FRN 416932

    • [FCA CF] Manager of certification employee (3 Apr 2020 to 12 May 2021)
    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 9 Sep 2023)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Sep 2023)
    • CF2 Non Executive Director (23 Jul 2019 to 8 Dec 2019)
  • Centerview Partners UK LLP (no longer approved here)

    FRN 502957

    • CF4 Partner (3 Sep 2009 to 16 Dec 2016)
    • CF10 Compliance Oversight (3 Sep 2009 to 15 Sep 2016)
    • CF11 Money Laundering Reporting (3 Sep 2009 to 15 Sep 2016)
    • CF30 Customer (3 Sep 2009 to 15 Sep 2016)
  • Simon Robertson Associates LLP (no longer approved here)

    FRN 430728

    • CF30 Customer (5 Nov 2008 to 5 May 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.