Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Significant management (since 26 Jan 2026)
    • [FCA CF] Manager of certification employee (since 26 Jan 2026)
    • [FCA CF] Client dealing (since 26 Jan 2026)
  • Simon Robertson Associates LLP (no longer approved here)

    FRN 430728

    • CF30 Customer (24 Jan 2013 to 1 Apr 2014)
    • CF10 Compliance Oversight (24 Jan 2013 to 1 Apr 2014)
    • CF11 Money Laundering Reporting (24 Jan 2013 to 1 Apr 2014)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF30 Customer (1 Nov 2007 to 4 Dec 2012)
    • CF21 Investment Adviser (5 May 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.