Simon John Peters

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Balyasny Asset Management (UK) LLP
FRN 403302
- [FCA CF] Manager of certification employee (since 22 Mar 2024)
Algebris (UK) Limited (no longer approved here)
FRN 755971
- CF30 Customer (6 Dec 2016 to 8 Dec 2019)
PIMCO Europe Ltd (no longer approved here)
FRN 149303
- CF30 Customer (20 Nov 2014 to 11 Jun 2015)
Nomura International Plc (no longer approved here)
FRN 124422
- CF30 Customer (9 Sep 2013 to 22 Jul 2014)
Janus Henderson Investors UK Limited (no longer approved here)
FRN 121857
- CF30 Customer (26 Apr 2011 to 8 Jan 2013)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.