Simon James Wateridge

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • INTELLIGENT PENSIONS LIMITED

    FRN 186250

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 20 Sep 2022)
    • [FCA CF] Functions requiring qualifications (since 20 Sep 2022)
  • WFS Consulting Limited (no longer approved here)

    FRN 191531

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
    • CF30 Customer (1 Sep 2019 to 8 Dec 2019)
  • WINGATE WEALTH MANAGEMENT LIMITED (no longer approved here)

    FRN 478923

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Aug 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Aug 2020)
    • CF30 Customer (22 Aug 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.