Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 28 Jan 2025)
    • SMF10 Chair of the Risk Committee (since 12 Aug 2022)
    • Director of firm who is not a certification employee or a SMF manager (22 Jun 2021 to 26 Jan 2023)
    • SMF7 Group Entity Senior Manager (6 Mar 2020 to 20 May 2021)
  • Legal and General Assurance Society Limited (no longer approved here)

    FRN 117659

    • SMF7 Group Entity Senior Manager (16 Sep 2021 to 7 Sep 2023)
    • SMF4 Chief Risk (16 Sep 2021 to 16 Sep 2021)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (18 Mar 2013 to 6 Mar 2016)
    • CF29 Significant management (1 Nov 2007 to 8 Mar 2013)
    • CF20 Significant Mgt (Settlements) (18 Aug 2005 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (18 Aug 2005 to 1 Jan 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (18 Feb 2004 to 18 Aug 2005)
  • LEGAL & GENERAL INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 119272

    • SMF7 Group Entity Senior Manager (6 Mar 2020 to 20 May 2021)
  • FAIRMEAD INSURANCE LIMITED (no longer approved here)

    FRN 202050

    • SMF7 Group Entity Senior Manager (5 Feb 2019 to 31 Dec 2019)
    • SMF7 Group Entity Senior Manager (5 Feb 2019 to 7 Sep 2023)

Recent activity

Updates to this individual's record on the FCA register.

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